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INCOME TAX AND INVESTMENT

A plain English Guide for Share and Property Investors

by N E Renton (Wrightbooks, 2nd Edition, 2005)

Income Tax


This unique book explains, in simple language, the Australian taxation system, from the special perspective of share and property investors (directly or through managed funds).

It also covers in some depth the major legislative initiatives of recent years which many people find confusing, such as the various changes to capital gains tax and the introduction of the goods and services tax.

Topics such as family trusts, deductions, rebates, social security, tax reform and income splitting are all dealt with. The tax treatment of negative gearing, of dividend reinvestment plans, and of unit trusts is also discussed. The Treasurer's hoax involving the 1999 CGT changes is exposed.

The book also examines the ramifications of the dividend imputation system for investors, family businesses, listed companies, security analysts and the community at large.

The text of the second edition includes a new chapter on the tax aspects of investors making donations or bequests to charities, both directly and through listed companies.

Also added for the first time are selected tax questions asked by investors who are involved with family trusts and comprehensive answers to these. These real life case studies will help to flesh out this important subject.

There have also been an astonishing number of legislative changes of relevance to investors in the three years since the previous edition in 2002. The book therefore now deals with issues ranging from family trust elections to new rules governing franking accounts and corporate taxation.

For light relief the book even includes a collection of tax jokes.

With a detailed Glossary, a very comprehensive Index and a Foreword by Peter McDonald, National Director, Taxpayers Australia Inc.

440 pages   9780731402212   RRP $A29.95

A READER WROTE:

"I recently purchased one of your books, Income Tax and Investment.

"In Appendix A, there is a table of tax rates for individuals. However, this is nothing like the tax rates published by the ATO."

The author replied:

"Thank you for your interest.

"Yes, you are quite right. You should address your complaint to the authorities, who like to give a misleading impression of their own legislation to people who do not read its fine print.

"See the first page of the Appendix."

BOOK REVIEW

by Des Sandercock
in Australian Investors' Association Newsletter May 2005

What a daunting challenge when you consider we are talking about thousands of pages of legislation, expressed in convoluted paragraphs with a maze of cross-references, accompanied with rulings, regulations, case decisions, etc.

As an example, the author points out that in 1976 the tax return of individuals with investments consisted of four pages. By 2001 it consisted of 12 pages and the basic instructions in the Tax Pack and its Supplement ran to 204 pages, with reference to a further 81 separate publications and rulings.

The following quotes from the book are appropriate:

  • Will Rogers said that income tax has made more liars out of the American people than golf.
  • Benjamin Franklin said that in this world, nothing is certain but death and taxes, to which someone has added that death and taxes are both certain, but death isn't annual.

    Well, who is the brave author? Mr Nick Renton, a Member of the Order of Australia, is a consulting actuary, commercial arbitrator, company director and writer. He has written a number of books on investment, on family administration matters, and on topics associated with good writing, and he has also published numerous articles in newspapers and financial journals. He has won awards for his works.

    The objective, as set out in the Foreword, is to explain, in simple language, the Australian tax system, from the special perspective of the small or medium-sized investor. The author has deliberately concentrated on broad principles rather than on fine detail, and comments that while detailed knowledge can be left to tax practitioners, all serious investors should at least understand the basic principles.

    Mr Renton has dedicated the book to his dear wife and children, who are no longer tax deductible.

    While the depth of coverage varies, there can be no questioning the breadth. The book comprises 35 chapters, covering it seems every situation affecting the target readership. It also includes a postscript, a tailpiece, 7 specific numerical examples, 17 appendices, a glossary and an index. The text itself has, where relevant, numerical examples, case studies, and references to further information.

    Some features of the book are:

  • The discussion and detailed numerical examples explaining the effect of changes in marginal tax rates on the individual's overall tax and social welfare position.
  • The chapters on capital gains tax, where Mr Renton explains the effects of the various changes, and not all benefit the taxpayer.
  • The discussion of dividend imputation from economic, tax and equity viewpoints, including comments on imputation and financial ratios.
  • Comments on the difference between deductions and rebates, which are also now referred to as tax offsets.
  • Reference to the perennial question of who is a share trader?
  • The explanations of social security issues.
  • Questions and answers about trust tax issues.
  • The author's comments on tax reform.
  • Chapters on the GST, on property and on political intervention.

    Mr Renton cautions that many factors have to be considered when making sensible investment decisions. Tax has to be considered, but it is only one of the factors, and is not the start and finish of rational decision making.

    The book is not without humour; each chapter begins with a quote, for example:

  • Chapter 2 - "I tried hard to figure out my adjusted gross income, I adjusted it, and it's still gross."
  • Chapter 6 - "A sort of mini Nobel Prize for a taxpayer is to have a loophole named after him."

    I enjoyed the answer to the question: "How many tax advisers does it take to change a light bulb?" You have to read the book to find out.

    In my opinion, Mr Renton has achieved his objectives for the book. It is indeed a Plain English guide for shareholders and property owners, and covers virtually every type of investment. The table of contents is structured to make it easy for the reader to find a topic or sub-topic of particular interest.

    The book is even-handed, giving praise where it is due and criticism where it is warranted. It also clarifies some misconceptions held by taxpayers.

    Readers will certainly be in a better position to discuss the basics with their advisers, but, as Mr Renton points out, the book is not a substitute for detailed professional advice.

  • CONTENTS

    FOREWORD
    PREFACE

    Chapter 01 INTRODUCTION
    Chapter 02 INCOME TAX AND TAXPAYERS AT LARGE
    Chapter 03 INCOME TAX AND INVESTORS
    Chapter 04 CAPITAL GAINS TAX: BASICS
    Chapter 05 CAPITAL GAINS TAX: SPECIAL SITUATIONS
    Chapter 06 CAPITAL GAINS TAX: OTHER ASPECTS
    Chapter 07 DEDUCTIONS AND REBATES AVAILABLE TO INVESTORS
    Chapter 08 TAXATION WHEN BORROWED FUNDS ARE USED
    Chapter 09 FIXED INTEREST SECURITIES
    Chapter 10 SHARES
    Chapter 11 DIVIDEND REINVESTMENT PLANS
    Chapter 12 LISTED AND UNLISTED UNIT TRUSTS
    Chapter 13 LIFE INSURANCE AND FRIENDLY SOCIETY POLICIES
    Chapter 14 PROPERTY
    Chapter 15 FOREIGN ASSETS AND INCOME
    Chapter 16 TAX LOSSES
    Chapter 17 INCOME SPLITTING
    Chapter 18 FAMILY TRUSTS
    Chapter 19 MINORS
    Chapter 20 PRIVATE COMPANIES
    Chapter 21 SHARE TRADERS AND THE CGT
    Chapter 22 TAX EFFECT PLANNING
    Chapter 23 DIVIDEND IMPUTATION AND COMPANY DISTRIBUTION POLICIES
    Chapter 24 DIVIDEND IMPUTATION AND THE COMMUNITY
    Chapter 25 FRANKING ACCOUNTS
    Chapter 26 THE GOODS AND SERVICES TAX
    Chapter 27 CURRENT AND FORMER STATE TAXES
    Chapter 28 SOCIAL SECURITY
    Chapter 29 POLITICAL INTERVENTION: A CASE STUDY
    Chapter 30 IMPUTATION: SOME THEORETICAL CONCEPTS
    Chapter 31 SOME WARNINGS
    Chapter 32 MISCELLANEOUS
    Chapter 33 TAX REFORM
    Chapter 34 QUESTIONS AND ANSWERS ABOUT TRUST TAX ISSUES
    Chapter 35 GIFTS AND BEQUESTS TO CHARITIES

    POSTSCRIPT: WHERE IS THE NATION HEADED?

    TAILPIECE

    Numerical Example 1: Franking for $100 gross Company Profit
    Numerical Example 2: Franking for $100 franked Dividend
    Numerical Example 3: A Normal Disposal at a Capital Gain
    Numerical Example 4: A Normal Disposal at a Capital Loss
    Numerical Example 5: The Removal of Indexation
    Numerical Example 6: How Investors can be worse off under the 1999 Rules
    Numerical Example 7: Choosing the best CGT Basis
    Numerical Example 8: The compulsory Wastage of Capital Losses

    Appendix A MARGINAL INCOME TAX RATES FOR 2004-05
    Appendix B EFFECTIVE RATES OF INCOME TAX FOR RESIDENT INDIVIDUALS WHO RECEIVE FRANKED DIVIDENDS, 2004-05
    Appendix C AVERAGE RATES OF TAX 2004-05
    Appendix D THE DOLLAR ADVANTAGE OF FRANKED DIVIDENDS
    Appendix E TAX SHELTERING FROM FRANKED DIVIDENDS
    Appendix F YIELD CONVERSION FACTORS
    Appendix G HISTORICAL COMPANY TAX RATES
    Appendix H THE CONSUMER PRICE INDEX
    Appendix I TAXATION OF DISTRIBUTIONS DISGUISED AS LOANS FROM PRIVATE COMPANIES
    Appendix J THE CAPITAL GAINS TAX PAPERWORK MESS
    Appendix K TAX SIMPLIFICATION AND SUPERANNUATION
    Appendix L CASE STUDY: TAX STORIES IN THE MEDIA
    Appendix M TAXING TRUSTS AS COMPANIES
    Appendix N A LETTER TO THE IRS
    Appendix O KEY DATES
    Appendix P FURTHER INFORMATION
    Appendix Q CAPITAL GAINS TAX CALCULATIONS FOR TAX RETURNS

    GLOSSARY

    INDEX


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    Family Trusts

    Negative Gearing

    Questions and Answers

    Compendium of Good Writing

    Home Page of Nick Renton AM

    This page http://users.bigpond.net.au/renton/tsc.htm was last updated on 2007-05-13