The Selfish Gene
By Richard Dawkins

Reviewed
by Mark McGrath
Dawkins’
memetic forebear, William Hamilton, first uncovered the mathematical proof that
altruism or genetically inspired cooperation amongst a species can be part of an
evolutionary successful strategy for a set of genes with his 1963 paper, The
Genetical Evolution of Social Behaviour[i].
Hamilton also was first to attribute intelligence to genes. It is these two
ideas that form the basis of Dawkins’ book, The Selfish Gene,[ii]
which developed and popularised Hamilton’s and others’ work and sparked
heated debate in the scientific community, dividing Darwinians into two warring
camps in the process.
The
Selfish Gene is a
layperson’s explanation and development of the ideas of William Hamilton, John
Maynard-Smith and William Price: theoretical biologists who developed
mathematical theories that proved that altruism can be part of a genetically
successful strategy in the evolution of species.[iii]
Hamilton discovered these mathematical theories; Price and Maynard-Smith
then refined them and expressed them more elegantly, giving them a wider
application that Dawkins has picked up on. But these theories also showed
that there is nothing noble in the practice of altruism for a species: in fact
it showed that the motivating force behind this strategy was genetic
self-interest.
Irrespective
of the scientific merit of his ideas, Dawkins a great writer. He has the rare
gift of being able to explain complex scientific concepts using easy to
understand language as well as the ability to craft illuminating metaphors that
grab the reader’s attention and make them want to read further. But this
literary skill comes at a price. In simplifying and dramatising ideas with lofty
rhetoric about the philosophical importance of evolution, Dawkins overstates his
case on the importance of genes in human development and opens himself to the
charge of being a genetic determinist, something he has since argued vigorously
against.
According
to Dawkins, the selfishness of genes can be broken down into two elements:
firstly that they have no regard for their hosts other than using them as
‘survival machines’, and secondly that they are in competition with each
other to prolong their longevity. Although Dawkins qualifies his use of the term
‘selfish’ to describe the behaviour of genes, arguing that altruism is an
integral part of this selfishness, his use of grand narrative often gets him
into trouble with sweeping statements like, “the gene is the basic unit of
selfishness”.[iv]
Dawkins
argues that the altruism of genes is limited and driven ultimately by
self-interest: genes will tend to promote cooperative and apparently
disinterested behaviour towards their relatives; the genes residing in the
brothers, sisters, sons, daughters and cousins of their hosting survival
machine, so that their common genetic material may prosper. He makes the point
though that whilst this may predispose us humans of wanting to act
altruistically towards our kin, it does not compel us to do so. This it seems is
Dawkins wisely leaving the door open for the humanist to argue for cultural
determination of human behaviour.
But
whilst on the one hand, Dawkins qualifies his claims about the determinance of
genes on human make-up, on the other hand elsewhere in The Selfish Gene
he contradicts himself with unambiguous rhetoric that proclaims genes as sole
determinants of human existence:
Now they swarm in huge colonies, safe inside gigantic lumbering robots, sealed off from the outside world, communicating with it by tortuous indirect routes, manipulating it by remote control. They are in you and me; they created us, body and mind; and their preservation is the ultimate rationale for our existence. They have come along way, those replicators. Now they go by the name of genes, and we are their survival machines.[v]
This
much maligned statement, appearing in one of the opening chapters that sets the
tone for the rest of the book, leaves little room for individuality or cultural
influence on human development: the human is reduced to a machine like robot
that owes its whole origin and purpose of existence to the function and apparent
motivation of genes.
Andrew
Brown in his work, The Darwin Wars, makes the telling point that The
Selfish Gene was “a book about genes that was read as a book about
people”[vi]
This insight provides the seed of the controversy over The Selfish Gene:
Dawkins was principally concerned with the science of evolution, and in trying
to dramatise its importance, offended the philosophical position of many social
scientists who argue the humanist line that culture is the prime determinant of
human history.
Following
the Dawkins evolutionary deterministic line of Darwinism and applying the
scientific method of reductionism leads one to conclude that human innovation,
free will and the uncertain unfolding of history is an illusion. If genes
determine human behaviour, as Dawkins contends in The Selfish Gene, and
molecular physics determines the make-up and functions of these genes, then our
whole world is theoretically reducible to a set of mathematical equations,
making a mockery of individuality and freedom of choice. It is this line of
thinking that led molecular biologist and Director of the Human Genome Project,
Professor Jim Watson, to contend, “There is only one science, physics:
everything else is social work”.[vii]
But
what Dawkins (and his fellow disciples of the reductionist cult) fail to
recognise in the The Selfish Gene is that there are serious unanswered
questions about the ability of causal processes to produce our current state of
the universe and the capacity of reductionism to explain these processes. A
sample of the evidence supporting this position:
Wesson highlights the lack of evidence from the geological record to
fully explain evolution:
Large evolutionary innovations are not well understood. None has ever been observed, and we have no idea whether any may be in progress. There is no good fossil record of any of this.[viii]
Renowned mathematician Hoyle casts doubt on the statistical likelihood
of life evolving from inert matter:
The
probability of life originating by chance is about the same as the probability
that a typhoon blowing through a junkyard could produce a Boeing 747![ix]
Darwin
himself cast doubt on the theory of evolution:
If it could be demonstrated that any complex organ
existed which could not possibly have been formed by numerous, successive,
slight modifications, my theory would absolutely break down.[x]
Behe,
a biochemist, takes up Darwin's challenge. He studies molecular machines, like
the mechanism involved in blood-clotting, and argues that there exist in
biochemistry irreducibly complex systems, which resemble a mouse trap in that
they are composed of several well-matched interacting parts that contribute to
the basic function. The removal of any one of the parts causes the system
effectively to cease functioning. Take away one part of the blood clotting
mechanism and the result may be fatal. Behe argues that there can be no
Darwinian explanation for an irreducibly complex system, since any preceding
stage in its evolution would have been non-functional and therefore eliminated
by natural selection.[xi]
Furthermore,
recent science has undermined much of the scientific claims in The Selfish
Gene. For example, gene sequencing of dozens of species has shown that the
Darwinian straight-line descent of species from an original cell is highly
suspect, and instead of a 'tree of life' there is a 'web of life'.[xii]
This and other advances in chemistry and biology erode the arguments about gene
inheritance that Dawkins makes in The Selfish Gene.
All of the above is not to say that Dawkins’ position of life-forms
being scientifically explainable by evolutionary processes is invalid. Rather,
it’s more to say that the above evidence suggests that our world is not wholly
determined by evolutionary forces and that there is room for the social sciences
to play a role in explaining the human condition.
Dawkins,
in The Selfish Gene, also develops the concept of a meme: an entity that
might play the role of gene in the evolution of ideas. But he stops short of
endorsing the memetic concept as the equal of genetic evolution for several good
reasons. Memes act more like phenotypes than genes: they are not mutually
exclusive and so are not always forced to compete for survival and can
successfully co-exist without destroying their counterparts, limiting the
prospect of a natural selection process occurring.
Although
a memetic theory is still to be fully developed, this concept of memes could
provide Dawkins with a way out of the criticisms made against his concept of
genetic altruism. The common criticism levelled at Dawkins’ argument of
altruism being nothing but self-interest cloaked in apparent selflessness is
that there are numerous examples of selfless and disinterested behaviour in
humanity that in no way would advance a person’s genes and which would
therefore not be naturally selected.
For
example, Martin Luther King’s fearless campaigning for black rights in the
face of hostile and violent opponents was certainly not in the best interests of
prolonging his genetic line. But maybe the concept of memes can explain this
phenomenon: such acts of altruism may not further a genetic line, but they may
well further the longevity of the altruist’s memes. Whilst Martin Luther
King’s campaigning was genetically risky, it was well within the interests of
furthering his memes of equality and social justice for black Americans –
something that keeps alive his presence just as much as it does the objectives
it seeks to realise.
Dawkins
the evolutionist and pioneer of memes could take heart over the vigorous debates
in the scientific community that The Selfish Gene has sparked. Since the
release of this book, his school of thought about Darwinian theory has been
subject to strong competition, forcing the theory to be reproduced with
modifications that have incorporated valid criticisms of Dawkins’ original
thesis. Just like the evolution of natural species, this had made the Dawkinsian
school of evolutionary thought more robust.
If
you are taking on a subject like Evolution, Innovation and Knowledge then this
book should be read. The Selfish Gene represents not only the theoretical
foundation stone of one side of an important ongoing debate about the function
and significance of evolution, but it is also the seed for the development of
the concept of memes; of great relevance to the processes of innovation and
knowledge production.
[i] Hamilton W, “The Genetical Evolution of Social Behaviour” in Journal of Theoretical Biology, vol. 7. 1964.
[ii] Dawkins S, The Selfish Gene, Oxford University Press, Oxford, 1976.
[iii] Brown A, The Darwin Wars: The Battle for the Scientific Soul of Man, Simon & Schuster, Sydney, 1999, p. 23-25.
[iv] Op. Cit. [2]. p. 36.
[v] Op. Cit. [2]. pp. 19-20.
[vi] Op. Cit. [3]. p. 30.
[vii] Quoted from Op. Cit. [3]. p. 47.
[viii] Wesson R. Beyond Natural Selection. Cambridge (USA): MIT Press, 1991.
[ix] Hoyle F. The Intelligent Universe, Oxford University Press, Oxford, 1983.
[x] Darwin C. Origin of the Species, Penguin, London, 1996.
[xi] Behe M. Darwin's Black Box - the Biochemical Challenge to Evolution. New York: The Free Press, Simon & Schuster, 1996.
[xii] Gee, H., In Search of Deep Time: Beyond the Fossil Record to a New History of Life, Free Press, New York, 1999.